Dougherty Wealth Advisers LLC (or “The Firm”) is a registered investment adviser located in Minneapolis, Minnesota.
The firm may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Dougherty Wealth Advisers LLC’s web site is limited to the dissemination of general information pertaining to its financial planning services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Dougherty Wealth Advisers LLC’s web site on the Internet should not be construed by any consumer and/or prospective client as Dougherty Wealth Advisers LLC’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Dougherty Wealth Advisers LLC’s with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.
Dougherty Wealth Advisers LLC’s current written disclosure statement discussing the firm’s business operations, services, and fees is available at the SEC’s investment adviser public information website – www.adviserinfo.sec.gov or by viewing our firm brochure.
This website and information is provided for guidance and information purposes only. Dougherty Wealth Advisers LLC is not giving or offering to give personalized investment advice or financial planning advice through this media. This media is limited to the dissemination of general information on the adviser's service offerings and provides for a means in which a prospective client may contact Dougherty Wealth Advisers LLC. Personalized advice may only be given after the delivery of a disclosure statement and the execution of an engagement/financial planning contract by the client and the Firm. This website and the information provided is not intended to provide individual investment, tax, or legal advice.
Dougherty Wealth Advisers LLC does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to this web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. The information contained herein has been compiled from sources deemed reliable and it is accurate to the best of our knowledge and belief. However, the Firm cannot guarantee its accuracy, completeness, and validity and cannot be held liable for any errors or omissions. Changes are regularly made to this web site and may be made at any time. All information contained herein should be independently verified and confirmed. Dougherty Wealth Advisers LLC does not accept any liability for any loss or damage caused in reliance upon such information. Readers are advised that the material contained herein should be used solely for informational purposes.
Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended or undertaken by the Firm) made reference to directly or indirectly by Dougherty Wealth Advisers LLC’s in its web site, or indirectly via a link to an unaffiliated third party web site will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, unless stated otherwise. The payment of which would have the effect of decreasing historical performance results.
Different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy will be profitable. Certain portions of Dougherty Wealth Advisers LLC’s website (i.e. newsletters, articles, blog posts, commentaries, etc.) may contain a discussion of, and/or provide access to, various positions and/or recommendations made by Dougherty Wealth Advisers LLC and/or those of other investment and non-investment professionals as of a specific prior date. Due to various factors, including changing market conditions, such discussions and/or positions may no longer be reflective of current position(s) and/ or recommendation(s). Moreover, no client or prospective client should assume that any such discussion or information presented serves as the receipt of, or a substitute for, personalized advice from Dougherty Wealth Advisers LLC or from any other investment professional. Dougherty Wealth Advisers LLC is not a law firm or accounting firm, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
Dougherty Wealth Advisers LLC may provide links to other websites provided by entities or individuals unaffiliated with our firm. While Dougherty Wealth Advisers LLC provides this information to be current and valuable to its clients, Dougherty Wealth Advisers LLC provides these links on a strictly informational basis only and cannot be held liable for the accuracy, time sensitive nature, or viability of any information shown on these sites.
The CPA certification is a designation given by the American Institute of Certified Public Accountants (AICPA) to qualified accountants in the United States who have passed the Uniform Certified Public Accountant Examination and have met additional state education requirements, as well as work experience requirements. Every three years, CPA professionals must complete 120 hours of continuing education.
The PFS designation is a special credential awarded by the AICPA to CPA's who specialize in helping individuals plan all aspects of their wealth. Personal Financial Specialists study estate planning, retirement planning, investing, insurance and other areas of personal financial planning. To become a PFS, candidates must be active members of the AICPA, have at least three years of financial planning experience, meet all of the CPA requirements, receive recommendations and pass a writted exam. Every three years, PFS professionals must complete 60 hours of continuing education.